Though generally seen as the arcane province of
election experts, systems of representation matter—they shape
electoral processes and results. In December in Iraq and January
in the Palestinian Authority, this lesson was reiterated. In both
cases, one political party (coincidentally, both were Islamist)
won a larger share of seats in the newly elected assembly than of
the popular vote. In Iraq, a coalition of mainly Shiite Islamist
parties won more than 41 percent of the vote and more than twice
as many legislative seats (128 of 275) as its closest competitor—not
an outright majority, but a strong plurality. The Palestinian results
were even more dramatic, with the Islamist party Hamas (considered
a terrorist organization by the United States and the European Union)
winning a small plurality of the popular vote (about 45 percent)
and an outright majority of seats (almost 60 percent) in the new
Palestinian Legislative Council (PLC).
In both elections, the Islamist parties benefited from disproportionalities
in the system of representation. This does not suggest that their
victories were illegitimate. Election results are often disproportionate
to the popular vote. For example, in the 2005 British elections,
Labour won 35 percent of the vote to the Tories’ 32 percent,
but Labour holds 55 percent of the parliamentary seats and the Tories
only 31 percent. This is the case because, while proportionality
is one important attribute of systems of representation, they are
often used to achieve other goals as well, such as ensuring a strong
link between a geographic community and its representatives or guaranteeing
representation for minority groups.
To understand the current political situation in the Palestinian
Authority and Iraq, it is worth exploring the systems of representation
used in both elections. This essay will present a brief overview
of these systems, their effects on their respective elections and
some legislative history of their adoption. In the case of the Palestinian
Authority, its system was adopted for reasons grounded in local
politics, and one party was better able to compete under that system.
The result is a dramatic political shift as Hamas takes power on
the basis of a narrow plurality of the popular vote. In Iraq, the
system of representation was adopted in a more haphazard way and
has had more haphazard and less dramatic effects.
The Palestinian Authority
The Palestinian Authority uses a mixed system of representation
to elect members of the PLC. Half of the seats (66) are elected
using a system of list proportional representation (List PR). Under
this system, each voter selects a single political party, and the
parties win a share of the seats roughly proportional to their share
of the votes. Hamas and Fatah were closely matched in this part
of the election, with Hamas winning 44 percent of the vote and 29
seats to Fatah’s 41 percent and 28 seats. These totals are
probably the best reflection of how popular the two parties’
policies and platforms are with the voters, and they reveal a closely
divided electorate.
The other 66 PLC seats are elected from 16 districts using the
bloc vote. In this case, each district is assigned a number of PLC
members based on itspopulation—the smallest have one, the
largest have nine. In each district, a voter can choose a number
of candidates up to the number of available seats. This system is
not widely used internationally, especially for elections in which
there are well organized and highly competitive political parties.
It can exaggerate the share of seats won by a large and well organized
party, especially if other major parties are poorly organized.
This is exactly what happened in the Palestinian elections. Counting
both official party candidates and affiliated independent candidates,
Fatah had more than three candidates running for every seat. In
contrast, Hamas offered approximately one candidate (official or
affiliated) for every seat. Fatah’s inability to agree on
a single group of candidates caused its supporters to divide their
votes among many different options.
The consequences were tremendous. Fatah and Fatah-affiliated candidates
won 44 percent of the vote while Hamas and Hamas-affiliated candidates
earned 45 percent, but Fatah won only one-third as many seats. Table
1 presents the List PR vote totals, the actual results in seats,
and two counterfactual scenarios. In the first, all 132 seats in
the PLC are distributed using List PR. In the second, the votes
for Fatah-affiliated candidates are redistributed to official Fatah
candidates. The first scenario reveals that Hamas’ small plurality
in the popular vote would be reflected in a small plurality in seats,
but Fatah would place a close second and might be better positioned
to form a coalition government. The second scenario shows that Fatah
might even have won a small plurality of the seats despite placing
second to Hamas in the popular vote (such an outcome derives from
the structure of the constituencies and some quirks of calculating
the counterfactual scenario).
The effects of the system of representation used in the PLC elections
can only be described as overwhelming. Palestinians voting on January
25 were evenly split between Hamas and Fatah, evenly split between
a platform of intransigence toward Israel and a platform of continued
efforts to negotiate a two-state solution. Why was this system of
representation used? Why did Fatah (as the ruling party) adopt an
electoral law capable of damaging its own party interest?
The answer lies, in part, in legitimate legislative objectives.
Given the traditional patterns of authority in Palestine and the
interests of its various regions, Palestinians expressed a strong
desire to vote for individual representatives linked to geographical
communities, and the bloc vote (with candidates tied to districts)
accomplishes such an objective. In addition, personal corruption
of senior officials is widely felt to be a central problem in the
Palestinian Authority. As a result, many Palestinians wanted a system
that would make legislators specifically accountable to the voters.
The bloc vote, which unlike List PR lets voters select specific
candidates, achieved this goal of accountability. Forty-five members
of the sitting PLC ran for the 66 constituency seats; only six won.
Of course, there are other ways of achieving similar objectives
with less risk of such extreme disproportionality. To pick two of
many possibilities, PLC members could have been elected on the basis
of proportional representation in constituencies using open candidate
lists to allow voters—not parties—to determine which
candidates would take seats. Or, they could have been elected using
first-past-the-post (candidate who wins the most votes wins) in
constituencies but with compensatory seats used to balance the outcome,
rather like the German system, which ensures a reasonable level
of proportionality in the final assembly.
Although discussed when the electoral law was debated in the PLC,
these options (and others) never gained momentum. The bloc vote
was used in the 1996 elections for all PLC seats (88 at the time),
and the members of the sitting PLC were afflicted by incumbents’
general reluctance to reform the system. They had been elected under
the bloc vote system once and believed that they could win again.
However, Hamas did not participate in the 1996 elections, and sitting
legislators were not able to appreciate the difference between using
a bloc vote system with only one major party and using it with two
major competitors. Some did see that the bloc vote system could
harm Fatah, but none fully recognized to what degree.
Iraq
Iraqis have tested different systems of representation in the post-Saddam
era. In the January 2005 election, they used a system of proportional
representation in a single national constituency. Although the results
of that election were widely accepted as credible, some Iraqis felt
this system gave too much power to the political parties, neglected
Iraq’s very real regional differences and possibly underrepresented
the Sunni minority, which had not been able to vote in as large
numbers as the Shiite and Kurdish communities due to the security
situation in their region.
Following that first election, members of Iraq’s Transitional
National Assembly (TNA) began discussing other options. However,
their choices were severely constrained by the operational realities
of conducting elections on very short schedules and in the midst
of military conflict. For example, the nature of the voter register
required that Iraqi constituencies follow the existing administrative
boundaries of the governorates (it would not have been possible
to conduct new voter registration or redistricting prior to the
December 15 election). Given these constraints, TNA members quickly
turned their attention to a List PR system within governorate-level
constituencies. This solution was seen to address the two most pressing
political complaints about January’s single national constituency
in that the smaller constituencies recognized the federal aspirations
of the Shiites and the Kurds and also guaranteed a minimum number
of seats to the predominantly Sunni governorates, regardless of
the turnout in those areas.
The main Iraqi concern about the proposed system was that it would
disadvantage minorities that might have enough support nationwide
to win a seat but not enough support in any particular governorate.
In addition, many Iraqi legislators expressed concern about “wasted”
votes in the constituencies. These concerns are part of a broader
concern for proportionality in the system of representation as List
PR divided by constituencies is likely to be less proportional overall
than List PR in a single national constituency. To address these
concerns, international election advisors proposed the German model
of compensatory seats. Under this model, most seats would be awarded
to winning lists in each constituency, but a small number would
be awarded at the national level to bring the results closer to
“ideal” proportionality with the popular vote.
In the end, the system adopted was a strangepseudo-compensatoryhybrid.
Overall, 230 seats were apportioned to governorate-level constituencies
and 45 were reserved as national and compensatory seats. The latter
category was awarded first, but only one party won enough votes
nationwide (without winning any seats in a governorate) to qualify
for a seat. The remaining 44 “national” seats were awarded
to the parties that had won seats in the governorates—in proportion
to their share of the nationwide vote. However, the allocation of
these 44 seats was calculated without considering the allocation
of the 230 constituency seats, and therefore the process did not
compensate parties that were disproportionately underrepresented
in the constituency seats.
Such an arrangement rewards parties whose support is strongly concentrated
in particular constituencies rather than spread across a wider area.
Predictably, this led to the overrepresentation of the main Shiite
party (whose support is highly concentrated in the south) and to
the underrepresentation of the Kurdish parties (because Kurdish
voters live in almost every governorate). Unlike Hamas, the Shiite
Islamist party in Iraq earned a disproportionate share of seats
not due to its organization, but rather because of its geographically
concentrated support.
Table 2 shows the popular vote totals and the number of seats won
by the various parties. It also shows three counterfactual scenarios:
one in which the results are recalculated using the single constituency
used in the January 2005 election, another using a genuine compensatory
seat system and a third in which all 275 seats are apportioned to
the governorate constituencies with no national compensatory seats.
As this table demonstrates, the complex system of compensatory and
national seats adopted in Iraq achieved very little. Under the actual
system, the Kurdish parties won roughly nine fewer seats than they
would have won in a fully proportional system; the Shiites won about
eight more. If the seats had been fully apportioned to the constituencies,
these disproportionalities are only marginally changed. The very
smallest parties—a main concern of the Iraqi decision-makers—are
also not helped by the system adopted. In each case, the smallest
parties would have won as many seats or more under a real compensatory
seat system or even under a system with no national compensatory
seats.
The main disproportionality—a shift of roughly 10 seats from
the primary Kurdish party to the primary Shiite party—has
had few political consequences thus far. The Shiite and Kurdish
parties have formed the center of Iraq’s governing coalition
since its return to sovereignty, and so the Kurdish party is unlikely
to challenge the results. However, over the longer term, the disproportionality
of these results may have more pernicious effects. Kurdish leaders
have long lobbied to allow Kurds to register as voters in the majority
Kurdish governorates regardless of where they live in Iraq. Such
a system would legally sanction the already serious fissures between
Iraq’s ethnic groups. A compensatory seat system has been
suggested by international experts as a way to ensure proportional
representation for the widely dispersed Kurds without an ethnic
voter registration. Now that the current pseudo-compensatory seat
system has failed to deliver positive results, it may be harder
to dissuade the Kurdish parties from pursuing ethnic registration.
Why was this pseudo-compensatory seat system adopted in lieu of
a real compensatory seat system? This question is difficult to answer
in full, because international advisors were not present during
the TNA’s final deliberations over the electoral law. The
problem, though, seems to lie not with any clear policy rationales
on the part of Iraqi decision-makers, but with disorganization among
the international advisory team. Despite the clear Iraqi desire
for some kind of geographical constituencies to replace the single
national constituency used in the January 2005 elections, some leaders
of the international advisory team were absolutely opposed to change
or even to full discussion of the options with Iraqi decision-makers.
As a result, the Iraqis received incomplete technical advice. Technical
confusion is clear in the text of the electoral law, which is ambiguous
or unclear in many details—a dangerous situation, especially
if results might be contested.
In drafting the complex language necessary for Iraq’s system
of representation, it was this incomplete technical advice rather
than clear policy objectives that guided the law and so the electoral
process. The system of representation used in the Palestinian Authority
led to a more disproportional result and has politically more dramatic
consequences, but it was at least adopted to achieve an understandable
set of policy objectives. The Iraqi system of representation is
more objectionable because of the poor process leading to its adoption.
Conclusions
Under different systems, and for very different reasons, Islamist
parties have a greater share of assembly seats than of the popular
vote in both Iraq and the Palestinian Authority. The lesson drawn
from these two experiences is one learned too often: participants
in the electoral process must take the time to understand the ramifications
of systems of representation when the electoral legal framework
is under debate. More specifically, the Iraq case highlights the
danger of attempting to influence the adoption of a system of representation
by limiting decision-makers’ access to information. With limited
information, decision-makers may be guided toward the advisors’
preferred outcome or, as was the case in Iraq, they may simply keep
their own counsel, adopting a system with serious deficiencies and
few policy rationales.
Jarrett Blanc is a post-conflict transition and governance specialist.
He is IFES’ chief of party in the West Bank and Gaza.
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